How We Came to Know the Cosmos:
Space & Time

by Dr Helen Klus

# Chapter 9. The Origin of the Universe

## 9.1 Einstein: a static universe

It’s currently accepted that the universe came into existence about 14 billion years ago, in the big bang. This was proven in the 20th century and since then, scientists have been trying to find out as much about this event as possible.

Russian mathematician Alexander Friedmann showed that spacetime could be expanding or contracting in 1922.[1] This is a consequence of German-Swiss-American physicist Albert Einstein’s theory of general relativity[2] (discussed in Chapter 8). Einstein added a constant, known as the cosmological constant, in order to make his equations predict a static universe, but this was purely arbitrary.

## 9.2 Hubble: an expanding open universe

In 1929, American astronomer Edwin Hubble attempted to find out if spacetime is expanding or contracting by measuring the Doppler shift (discussed in Chapter 7) of light from galaxies at various distances, in order to see which are moving towards us and which are moving away.[3]

In order to measure the distance to galaxies, Hubble used a method devised by American astronomer Henrietta Swan Leavitt. Leavitt showed that there’s a correlation between the pulsation periods of certain types of stars, known as Cepheid variables, and their intrinsic luminosity.[4]

The intrinsic luminosity of a star - the energy it emits per second - can be used to determine how bright it would be if it took the place of the Sun. Once this was known, scientists were able to determine how far away the star must be in order to be as faint as it’s observed to be. Leavitt was unable to make use of her discovery herself because women were not allowed to use high-calibre telescopes until the 1960s.[5]

By using the Cepheid variable method, Hubble was assuming that the cosmological principle (discussed in Chapter 8) is correct. This means that on a large enough scale, our observations are representational of the whole universe and the universe is the same in all directions.

Hubble was able to determine the velocity at which the galaxies were moving away - the recession velocity - using spectroscopy (discussed in Book II).

Hubble discovered that almost every galaxy is red shifted, which means that almost every galaxy is moving away from us. Hubble also found that older, and therefore further away galaxies appear to be moving apart at a higher velocity than closer, newer galaxies. This is what we would experience if spacetime had been moving apart at a roughly constant rate. The rate of the expansion of the universe is known as ‘Hubble’s constant’ (H0).

 Rate of expansion of the universe = H0 (9.1) = 1/Age of the universe

Using v = d/Δt,

 v = H0d (9.2)

If the rate of expansion is constant, then we would expect velocity (v) to increase as distance (d) increases; and so more distant galaxies have higher recession velocities.

 Figure 9.1Image credit Hubble showed that more distance, and therefore older, galaxies are moving away from us at a higher velocity than closer, newer galaxies.

H0 = 1/Δt, and so the age of the universe (Δt), can be determined from H0. This is equivalent to determining how long it would take for everything to be where it is now, if it were once all in the same place, assuming the rate of expansion is constant. Using this method, Hubble estimated that the universe is about 9 billion years old.

Hubble’s discovery resolved Olbers’ paradox, which suggests that if the universe is infinite and eternal, then stars should fill every part of the sky by now, just as trees can fill the whole horizon in a forest. This should make sky as bright as the surface of the Sun. Hubble showed that this is not the case because the universe is not eternal. The sky is dark at night because the universe had a beginning, and light has a finite speed, so not all of it has reached us yet.

British astronomer Fred Hoyle coined the term ‘big bang’ in 1949, although Hoyle favoured the steady state theory at the time.[6] The steady state theory proposed that there was no big bang, and instead matter is continually created as the universe expands. This was disproven in 1964 (discussed in Section 9.6).

Nothing is known of the first moment of the big bang. If everything was once in the same place, then general relativity predicts that this would cause a gravitational singularity, like a black hole. However, a theory that combines quantum mechanics and general relativity - such as string theory or loop quantum gravity (discussed in Book II) - is needed to understand what this means, and these theories will probably not be tested for some time.

It’s assumed that the early universe must have been very dense and very hot - it would have to be in order to have so much matter contained in such a small space. All of this heat would make it very energetic.

As the universe increased in size, everything could spread out, and so individual parts of the universe get cooler, and therefore less energetic, over time. This is why the big bang is sometimes referred to as the ‘hot big bang’.

## 9.3 Other possibilities: open, flat, and closed universes

If the universe is expanding, then there are at least three possibilities for how it will end.

• If the force of gravity is stronger than the force of expansion, then the universe will eventually collapse in on itself in a ‘big crunch’. This is known as a closed universe. If the universe is closed, then it will rapidly increase and then decrease in its rate of expansion.
• If the force of gravity is roughly equal to the force of expansion, then the universe will eventually reach a maximum size and stop expanding. This is known as a flat universe. If the universe is flat, then it will slow down in its rate of expansion over time.
• If the force of expansion is stronger than the force of gravity, then the universe will continue to expand forever. This is known as an open universe. If the universe is open, then it will expand at a constant rate, and this is what Hubble assumed.
 Figure 9.2Image credit The distance between galaxies, both in the past and the future, is different for open, closed, and flat universes.

All of this means that if we live in an open universe, then things should be further apart in the past than if we live in a flat universe, and they should be closest if we live in a closed universe.

Einstein showed that spacetime is shaped by mass, and so open, flat, and closed universes will have different shapes.

The shape of the universe depends on the density parameter (Ω0). This is a measure of the average energy density of the universe divided by the critical energy density, which is the energy needed for the universe to be flat:

• In an open universe, where the force of expansion is stronger than the force of gravity, Ω0 < 1, and spacetime is curved inwards, like the base of a saddle.
• In a flat universe, where the two forces are roughly equal, Ω0 = 1, and spacetime is flat, like a sheet of paper.
• In a closed universe, where the force of gravity is stronger than the force of expansion, Ω0 > 1, and spacetime is curved outwards, like a sphere.

A closed universe must be finite, if this is not the case, however, then the universe may be both infinite, and expanding.

 Figure 9.3Image credit Open, closed, and flat universes have different curvatures.

We can measure the curvature of the universe by drawing an imaginary triangle and seeing how the sides bend, since we know a triangle will look different if it is drawn on a curved surface to a flat surface. We were not able to do this with sufficient precision, however, until NASA launched WMAP (Wilkinson Microwave Anisotropy Probe) in 2001 (discussed in Section 9.7).

## 9.4 Problems with Hubble’s open universe

The two main problems with Hubble’s big bang theory were both suggested in 1969, the same year that the first people stepped foot on the Moon.

Firstly, American physicist Charles Misner showed that some regions of space are too far apart to have ever been in contact with each other.[7] This is known as the big bang horizon problem.

Secondly, American physicist Robert Dicke showed that the universe is not as curved as it should be if it were expanding at a constant rate.[8] This is known as the big bang flatness problem.

## 9.5 Inflation: a flat universe

These problems were resolved in 1981, when American physicist Alan Guth showed that the universe must have gone through a period of rapid expansion, known as inflation.[9] This means that Hubble’s constant can change, and that we live in a flat universe. Hubble’s constant is now referred to as the Hubble parameter.

The energy that caused inflation may have been released when the universe underwent a phase shift, in a similar way to how latent heat is released when a liquid freezes.

Theories of everything, such as string theory, predict that the four fundamental forces (discussed in Book II) - the electromagnetic force, the strong and weak nuclear forces, and the force of gravity - are united at high enough energies; just as electricity and magnetism unite to form the electromagnetic force, and the electromagnetic force and the weak nuclear force unite to form the electroweak force.

The universe may have been energetic enough for all of the forces to be united in the first 10-43 seconds after the big bang. After this, the force of gravity would have to separate from the other forces. Theories of everything are highly speculative because they all depend on quantum theories of gravity (discussed in Book II).

The idea that the strong nuclear force may have once been connected to the electroweak force is far less speculative, although not yet proven. This is known as a grand unified theory (discussed in Book II).

The universe should have expanded, and hence cooled enough for the strong nuclear force to have separated from the electroweak force about 10-36 seconds after the big bang. This is a lower energy state - just as a solid is a lower energy state than a liquid - and so energy was released, and this may have been the energy that fuelled inflation.

Inflation began about 10-36 seconds after the big bang and lasted for about 10-32 seconds (this is about 100,000, billion, billion, billionths of a second). During this time, the volume of the universe is thought to have expanded by a factor of over 1078 (this is a million, billion, billion, billion, billion, billion, billion, billion, billion). The universe continued to expand after this, just at a slower rate than before.

Inflation solved the big bang flatness problem. It also solved the big bang horizon problem because, during inflation, spacetime expanded faster than the speed of light. This does not contradict Einstein’s theory of special relativity, as this only shows that nothing can travel faster than the speed of light when it’s moving through spacetime.

Finally, inflation solved an additional problem in physics regarding magnetic monopoles. In 1931, British physicist Paul Dirac showed that if electric charges are quantised, then magnetic monopoles must exist.[10] These are magnetised particles that only possess one magnetic pole. Monopoles have never been detected, but Guth showed that this could be because they were produced before inflation, which may have caused them to be vastly separated throughout the universe.

In 1981, Russian physicists Viatcheslav Mukhanov and Gennady Chibisov showed that the universe is not perfectly symmetrical because of quantum fluctuations in spacetime (discussed in Book II) that were present before inflation.[11] Inflation stretched the fluctuations so that energy and matter were unevenly distributed across the universe.

If this had not happened, and matter and energy were purely symmetrical, then there would be no life in the universe because everything would balance, and so clouds of gas would not be able to fall together to make objects like stars.

### 9.5.1 Eternal inflation

Eternal inflation is a consequence of a number of modern theories including string theory. Whereas standard inflation has a beginning and an end, eternal inflation does not necessarily have a beginning and continues forever. This is because inflation can end in one region of spacetime, forming a ‘pocket universe’ like our own, but continue in other regions, creating an infinite amount of other pocket universes.[12]

In 2007, Guth stated that:

“...essentially all inflationary models are eternal...if it starts anywhere, at any time in all of eternity, it produces an infinite number of pocket universes”.[13]

Although these pocket universes may have once been close enough to collide, no one could travel between them, even if they travelled at the speed of light forever. This is because the space between universes is expanding even faster than that.

## 9.6 After inflation: a brief history of the universe

The first electrons and antielectrons are thought to have been created shortly after inflation, when any residual energy formed particles. Within a second, the universe cooled enough for protons, antiprotons, neutrons, and antineutrons to form.

Dirac first showed that antimatter must exist in 1928, when he created the first quantum field theory of electromagnetism in order to describe the motion of electrons[14] (discussed in Book II). His results revealed that every particle has a corresponding antimatter partner, with an opposite spin and charge. Russian physicist Andrei Sakharov showed that almost equal amounts of matter and antimatter were created in the big bang in 1967.[15]

Matter and antimatter annihilate each other upon contact, and the total mass of the particles is converted to energy in accordance with special relativity. If just one kilogram of matter collided with one kilogram of antimatter, the resulting explosion would be equivalent to that of over 40 million tonnes of TNT:

### If 1 kg of matter collided with 1 kg of antimatter:

E = mc2

E = 2 × 299,792,4582 = 1.8×1017 J

1 tonne TNT equivalent = 4.2×109 J

1.8×1017/4.2×109 = 42,961,529

Within 10 seconds of the big bang, almost every particle and its corresponding antiparticle annihilated each other, emitting large amounts of energy in the form of photons - particles of light, although the universe was still too dense for it to illuminate anything.

It’s assumed that there must have been more matter than antimatter; otherwise, almost all matter would have been annihilated. In 2011, NASA launched a device that is searching for signs of antimatter that has survived in isolation since its creation.[16]

Atomic nuclei were created within 20 minutes of the big bang. American physicists George Gamow and Ralph Alpher explained how this occurred, in a process known as big bang nucleosynthesis, in 1948.[17]

At this point, the universe had cooled enough for protons and neutrons to fuse together. Three times more hydrogen than helium was produced, by mass, as well as trace amounts of deuterium - an isotope of hydrogen - lithium, beryllium, and possibly dark matter, which was first predicted to exist by Swiss astrophysicist Fritz Zwicky in 1933.[18]

Gamow and Alpher had originally proposed that all elements were created in the big bang, but this was soon shown to be false. German-American physicist Hans Bethe[19] and Indian-American physicist Subrahmanyan Chandrasekhar[20] had shown how stars are fuelled by nuclear fusion in 1939. In 1954, Hoyle showed how stars can synthesise all of the elements up to iron, after which, they explode in a supernova, which creates even heavier elements.[21]

Gamow and Alpher predicted that it would take another 380,000 years before the universe had cooled enough for electrons to attach to the hydrogen and helium nuclei, neutralising the atom. This process is known as recombination.

After recombination, light was able to move freely about the universe. Gamow and Alpher predicted that this light would be visible in all directions, but would be extremely red shifted by now, from the expansion of the universe. They predicted that it would be observed in the microwave spectrum, at a temperature of about 2.7 Kelvin (-270 °C).

American astronomers Arno Penzias and Robert Woodrow Wilson accidently discovered Gamow and Alpher’s cosmic microwave background radiation in 1964.[22,23] This provided overwhelming evidence that the big bang theory is correct, and the steady state theory was abandoned.

Physicists George Blumenthal, Sandra Moore Faber, Joel Primack, and Martin Rees showed that small objects like stars formed before larger objects like galaxies and galaxy clusters in 1984.[24]

The first stars are thought to have formed about 200 million years after the big bang,[25] and planets began to form when the first generation of stars expired - after a few million years.[26] The first galaxies formed within 400 million years of the big bang.[25]

The oldest stars in the Milky Way are over 13 billion years old,[27] but it’s thought that the disc of the Galaxy formed about 9 billion years ago.[28] The Solar System is relatively new, having formed about 4.6 billion years ago - 9.2 billion years after the big bang.[29]

 Figure 9.4Image credit The universe began about 14 billion years ago in the big bang. It went through a period of rapid expansion, known as inflation, before the formation of atoms, stars, galaxies, and planets.
 Figure 9.5Image credit COBE map showing temperature fluctuations in the universe.
 Figure 9.6Image credit WMAP map showing temperature fluctuations in the universe.
 Figure 9.7Image credit Planck map showing temperature fluctuations in the universe.

## 9.7 Dark energy: a flat universe that will expand forever

In 1998, teams led by American physicists Adam Riess[30] and Saul Perlmutter[31] showed that while the universe is geometrically flat, it is accelerating in its expansion.

This was surprising because it was assumed that in flat universes, gravity would gradually slow the rate of expansion. Some sort of unknown energy must be producing this effect, and physicists refer to this as ‘dark energy’. It’s still not known what causes dark energy, but if it continues, then it will make the universe expand forever.

NASA launched the Cosmic Background Explorer (COBE) in 1989. COBE was designed to measure temperature fluctuations in the cosmic microwave background radiation, and results from COBE showed that on large scales, the cosmic microwave background radiation is the same in all directions, confirming the big bang theory.

COBE’s successor, WMAP, launched in 2001. Scientists could use data from WMAP to measure the curvature of the universe by drawing an imaginary triangle in the sky and seeing how its sides curved.

They were able to do this because they know the actual size of some patches on their map, these always have an apparent size of 1°, and are caused by sound waves. The triangle can be drawn by comparing their actual size to the size that they appear, since we know that shapes look different when they are drawn on a flat surface, to how they look when they are drawn on the inside or outside of a curved surface; the more that parts of the image are curved towards each other, the closer they appear.

 Figure 9.8Image credit If spacetime is curved, then light travels on a curved path, and so images of the universe will look different than they would if spacetime were flat.

Data from WMAP was also used to measure energy density of the universe, assuming it’s the sum of energy from:

• Matter with mass, like normal matter and dark matter (Ωmass).
• Matter with no mass, like photons (Ωrelativistic).
• The energy of expansion, dark energy (Ωλ).

The contribution from each type of energy can be determined from a plot of temperature fluctuations against angular size - this is known as a power spectrum.

 Figure 9.9Image credit Power spectrum of temperature fluctuations in the cosmic microwave background.

Data from WMAP showed that about 70% of the energy density of the universe is currently composed of dark energy. Dark matter makes up about 25% of the energy density of the universe, and other types of matter make up the remaining 5%. Using this information, data from WMAP was used to confirm that the universe is flat, and to show that the universe is 13.77 ± 0.059 billion years old.[32]

 Figure 9.10Image credit Composition of the universe using data from the Planck satellite.

Eternal inflation theory predicts that collisions between universes leave distinct patterns in the temperature distribution of the cosmic microwave background radiation. While there’s not enough evidence yet to show that eternal inflation theory is correct, NASA’s WMAP has been used to find four regions that are not consistent with the standard theory of inflation, including the WMAP Cold Spot, a giant void.[33,34]

The European Space Agency (ESA) launched a successor to WMAP, the Planck spacecraft, in 2009, which was used to refine these parameters. Data from Planck confirmed that the universe is flat, and was used to show that the universe is 13.813 ± 0.038 billion years old.[35]

## 9.8 References

1. Friedmann, A., Zeitschrift für Physik 1922, 10, 377–386.

2. Einstein, A. in The principle of relativity; original papers, The University of Calcutta, 1920 (1916).

3. Hubble, E., Proceedings of the National Academy of Sciences 1929, 15, 168–173.

4. Leavitt, H. S., Annals of Harvard College Observatory 1908, 60, 87–108.

5. Nichols, M., Mount Wilson and Palomar, Goodsell Observatory, Carleton College, 2013.

6. Hoyle, F., Fred Hoyle: An Online Exhibition, St John’s College Cambridge, 1949.

7. Misner, C. W., Physical Review Letters 1969, 22, 1071.

8. Dicke, R. H., Gravitation and the Universe: Jayne Lectures for 1969, American Philosophical Society, 1970.

9. Guth, A. H., Physical Review D 1981, 23, 347–356.

10. Dirac, P. A. M., Proceedings of the Royal Society of London A: Mathematical Physical and Engineering Sciences 1931, 133, 60–72.

11. Mukhanov, V. F., Chibisov, G. V., JETP Letters 1981, 33, 532–535.

12. Aguirre, A. in Beyond the Big Bang, Springer, 2008 (2007).

13. Guth, A. H., Journal of Physics A: Mathematical and Theoretical 2007, 40, 6811.

14. Dirac, P. A. M., Proceedings of the Royal Society of London. Series A Containing Papers of a Mathematical and Physical Character 1928, 117, 610–624.

15. Sakharov, A. D., JETP Letters 1967, 5, 24–27.

16. NASA, In Search of Antimatter Galaxies, Science - NASA, 2009.

17. Alpher, R. A., Bethe, H., Gamow, G., Physical Review 1948, 73, 803–804.

18. Zwicky, F., Helvetica Physica Acta 1933, 6, 110–127.

19. Bethe, H. A., Physical Review 1939, 55, 434–456.

20. Chandrasekhar, S., An Introduction to the Study of Stellar Structure, Courier Corporation, 1958 (1939).

21. Hoyle, F., The Astrophysical Journal Supplement Series 1954, 1, 121–146.

22. Penzias, A. A., Wilson, R. W., The Astrophysical Journal 1965, 142, 419–421.

23. Dicke, R. H., Peebles, P. J. E., Roll, P. G., Wilkinson, D. T., The Astrophysical Journal 1965, 142, 414–419.

24. Blumenthal, G. R., Faber, S. M., Primack, J. R., Rees, M. J., Nature 1984, 311, 517–525.

25. NASA, Understanding the Evolution of Life in the Universe, NASA Wilkinson Microwave Anisotropy Probe (WMAP).

26. NASA, Cooking up the First Stars, NASA.

27. NASA, Hubble Finds Birth Certificate of Oldest Known Star, NASA, 2013.

28. Del Peloso, E. F., Da Silva, L., Mello, G. P. de, Arany-Prado, L., Astronomy & Astrophysics 2005, 440, 1153–1159.

29. NASA, Our Solar System: In Depth, NASA Solar System Exploration.

30. Riess, A. G., Filippenko, A., Challis, P., Clocchiatti, A., Diercks, A., Garnavich, P. M., Gilliland, R. L., Hogan, C. J., Jha, S., Kirshner, R. P., Leibundgut, B., Phillips, M. M., Reiss, D., Schmidt, B. P., Schommer, R. A., Smith, R. C., Spyromilio, J., Stubbs, C., Suntzeff, N. B., Tonry, J., The Astronomical Journal 1998, 116, 1009–1038.

31. Perlmutter, S., Aldering, G., Goldhaber, G., Knop, R. A., Nugent, P., Castro, P. G., Deustua, S., Fabbro, S., Goobar, A., Groom, D. E., Hook, I. M., The Astrophysical Journal 1999, 517, 565–586.

32. Hinshaw, G., Larson, D., Komatsu, E., Spergel, D. N., Bennett, C. L., Dunkley, J., Nolta, M. R., Halpern, M., Hill, R. S., Odegard, N., Page, L., The Astrophysical Journal Supplement Series 2013, 208, 19.

33. Feeney, S. M., Johnson, M. C., Mortlock, D. J., Peiris, H. V., Physical Review D 2011, 84, 043507.

34. Das, S., Spergel, D. N., Physical Review D 2009, 79, 043007.

35. Planck Collaboration, Planck 2015 results. XIII. Cosmological parameters, arXiv preprint arXiv:1502.01589, 2015.